Chan, Hoi Cheung (SFC:APW069) 陳愷章
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AEM ASSET MANAGEMENT LIMITED | Rep | Asset management | 2025-04-28 | 2025-05-02 | RO | Asset management | 2025-05-02 |
| 2 | AEM INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2025-04-28 | 2025-05-02 | Rep | Dealing in securities | 2025-04-28 | 2025-05-02 | RO | Advising on securities | 2025-05-02 | RO | Dealing in securities | 2025-05-02 |
| 3 | Ark Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-06-24 | 2024-11-14 | Rep | Asset management | 2020-06-24 | 2024-11-14 | Rep | Dealing in securities | 2020-06-24 | 2024-11-14 | RO | Advising on securities | 2024-11-14 | 2025-03-24 | RO | Asset management | 2024-11-14 | 2025-03-24 | RO | Dealing in securities | 2024-11-14 | 2025-03-24 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-10-17 | 2010-06-18 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-08-09 | 2015-01-24 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-06-11 | 2013-08-01 | Rep | Dealing in securities | 2015-02-17 | 2017-04-22 |
| 7 | Hao Tian Asset Management Limited | Rep | Asset management | 2018-06-11 | 2019-02-26 |
| 8 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-05-18 | 2019-02-26 |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-04-25 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-05-13 |
| 10 | Lion Global Financial Limited | Rep | Asset management | 2019-03-06 | 2020-06-03 | Rep | Dealing in securities | 2019-03-06 | 2020-06-03 | Rep | Advising on securities | 2019-03-22 | 2020-06-03 |
| 11 | Success Securities Limited | Rep | Dealing in securities | 2010-07-23 | 2013-05-17 |
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