Batchelor, Joseph James (SFC:ARD487)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2008-06-04 | 2011-04-29 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-10-29 | 2018-03-22 | Rep | Dealing in securities | 2015-10-29 | 2018-03-22 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-07-20 | 2015-01-08 | Rep | Dealing in securities | 2011-07-20 | 2015-01-08 |
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