Ng, Michael Wai Ming 吳偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AuVantage Consultancy Limited | RO | Advising on securities | 2003-05-23 | 2003-06-14 | RO | Dealing in securities | 2003-05-23 | 2003-06-14 |
| 2 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2005-05-27 | 2005-07-08 |
| 3 | Goldbridge Securities Limited | Rep | Dealing in securities | 2006-05-15 | 2006-07-04 | RO | Dealing in securities | 2006-07-04 | 2008-02-29 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-11 | 2005-05-20 | Rep | Dealing in futures contracts | 2005-10-13 | 2006-04-27 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-07-11 | 2005-05-20 | Rep | Dealing in securities | 2005-10-13 | 2006-04-27 |
| 6 | Kaisa Financial Group Company Limited | RO | Dealing in securities | 2008-06-16 | |
| 7 | MAGUSTA FUTURES LIMITED | Rep | Advising on futures contracts | 2003-05-23 | 2003-06-14 | Rep | Dealing in futures contracts | 2003-05-23 | 2003-06-14 |
| 8 | OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-08-04 | 2005-09-28 |
| 9 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-04 | 2005-09-28 |
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