Mok, Ka Kit 莫嘉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-08-03 | 2012-11-26 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-08-03 | 2012-11-26 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-08-03 | 2012-11-26 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-02-17 | 2010-05-01 | Rep | Advising on futures contracts | 2009-12-02 | 2010-05-01 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-02-17 | 2010-05-01 | Rep | Advising on securities | 2009-07-24 | 2010-05-01 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-05-10 | 2012-04-30 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-10 | 2012-04-30 |
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