Martin, Todd Stuart
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Advising on futures contracts | 2006-07-08 | 2008-11-13 | Rep | Dealing in futures contracts | 2006-07-08 | 2008-11-13 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2006-07-08 | 2008-11-13 | Rep | Dealing in securities | 2006-07-08 | 2008-11-13 |
| 3 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2009-01-23 | 2009-10-16 |
| 4 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Advising on securities | 2012-04-30 | 2012-07-14 | Rep | Dealing in futures contracts | 2012-04-30 | 2012-07-14 | Rep | Dealing in securities | 2012-04-30 | 2012-07-14 |
| 5 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2009-11-27 | 2010-02-12 |
| 6 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-02-21 | 2013-05-29 |
| 7 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-02-21 | 2013-05-29 | Rep | Dealing in securities | 2013-02-21 | 2013-05-29 |
| 8 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-07-20 | 2006-05-13 | Rep | Dealing in securities | 2004-07-20 | 2006-05-13 | Rep | Advising on securities | 2004-11-29 | 2006-05-13 |
| 9 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-07-20 | 2006-05-13 | Rep | Dealing in futures contracts | 2004-07-20 | 2006-05-13 |
| 10 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-07-06 | 2010-09-16 | RO | Advising on securities | 2010-09-16 | 2011-12-02 | RO | Dealing in securities | 2010-09-16 | 2011-12-02 | RO | Advising on futures contracts | 2010-11-16 | 2011-12-02 | RO | Dealing in futures contracts | 2010-11-16 | 2011-12-02 |
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