Tse, Chi Ho (SFC:AEB972) 謝志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2008-03-07 | 2008-09-26 | Rep | Advising on securities | 2008-04-08 | 2008-09-26 | Rep | Asset management | 2008-04-08 | 2008-09-26 | RO | Advising on securities | 2008-09-26 | 2011-04-05 | RO | Asset management | 2008-09-26 | 2011-04-05 | RO | Dealing in securities | 2008-09-26 | 2011-04-05 |
| 2 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2005-01-24 | 2006-02-11 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2004-11-28 | Rep | Asset management | 2004-11-28 | Rep | Dealing in securities | 2004-11-28 |
| 4 | Pictet Asset Management (Hong Kong) Limited | RO | Advising on securities | 2011-06-01 | 2020-11-18 | RO | Dealing in securities | 2011-06-01 | 2020-11-18 |
| 5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-22 | 2008-02-02 |
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