Yip, Yiu Kei 葉耀基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2012-06-11 | 2019-07-05 | RO | Dealing in securities | 2014-03-25 | RO | Dealing in futures contracts | 2019-07-05 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-03-07 | 2012-06-07 | Rep | Advising on futures contracts | 2007-05-28 | 2010-06-30 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-01-02 | 2012-06-07 | Rep | Advising on securities | 2007-05-28 | 2010-06-30 |
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