Tsang, Yat Shing 曾日昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-09-12 | 2025-05-12 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-09-12 | 2025-05-12 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-10-18 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2023-08-31 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-18 | 2023-08-31 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-07-30 | 2012-10-04 | Rep | Advising on futures contracts | 2008-11-17 | 2010-06-17 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-30 | 2012-10-04 | Rep | Advising on securities | 2008-11-17 | 2010-06-17 | Rep | Advising on securities | 2011-02-21 | 2012-10-04 |
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