Lo, Sam Tai Leung 羅大量
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-08-19 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-10-17 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-19 | 2018-10-17 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2004-02-27 | Rep | Dealing in futures contracts | 2004-02-27 | Rep | Dealing in futures contracts | 2005-11-01 | 2012-09-08 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-11-01 | 2012-09-08 |
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