Chiu, Jonathan Chun Yip 焦駿業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2013-06-24 | 2014-02-27 | Rep | Dealing in futures contracts | 2013-06-24 | 2014-02-27 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2013-06-24 | 2014-02-27 | Rep | Dealing in securities | 2013-06-24 | 2014-02-27 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-03-12 | 2017-09-22 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-03-12 | 2017-09-22 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-03-12 | 2017-09-22 | Rep | Advising on securities | 2015-03-23 | 2017-09-22 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-12-29 | 2013-06-14 | Rep | Leveraged foreign exchange trading | 2010-05-10 | 2013-06-14 | Rep | Advising on futures contracts | 2010-06-30 | 2013-06-14 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-29 | 2013-06-14 | Rep | Advising on securities | 2010-06-30 | 2013-06-14 |
Copyright & disclaimer, Privacy policy