Chan, Yi Sum 陳鐿心

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CENTRAL WEALTH ASSET MANAGEMENT LIMITED Rep Asset management 2021-03-12
2 CENTRAL WEALTH FUTURES LIMITED Rep Dealing in futures contracts 2017-08-14 2017-10-03
RO Dealing in futures contracts 2017-10-03 2023-04-03
RO Advising on futures contracts 2019-12-10 2023-04-03
3 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED Rep Dealing in securities 2017-08-14 2017-10-03
RO Dealing in securities 2017-10-03
RO Advising on securities 2019-12-10
4 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Advising on corporate finance 2003-05-26
Rep Advising on securities 2003-05-26
Rep Asset management 2003-05-26
Rep Automated trading services 2003-05-26
Rep Dealing in securities 2003-05-26
5 CMBC INTERNATIONAL FUTURES COMPANY LIMITED RO Dealing in futures contracts 2012-09-25 2017-06-09
6 CMBC SECURITIES COMPANY LIMITED RO Dealing in securities 2012-09-25 2017-06-09
7 MANGO FINANCIAL LIMITED Rep Advising on securities 2003-07-30 2005-05-04
Rep Dealing in securities 2003-07-30 2005-05-04
8 ONE CHINA SECURITIES LIMITED Rep Dealing in futures contracts 2007-08-16 2009-04-09
Rep Dealing in securities 2007-08-16 2009-04-09
9 ORIENTAL WEALTH FUTURES LIMITED RO Dealing in futures contracts 2009-06-18 2012-07-31
10 ORIENTAL WEALTH SECURITIES LIMITED Rep Dealing in securities 2009-04-21 2010-01-20
RO Dealing in securities 2010-01-20 2012-07-31
11 XinKong International Securities Limited Rep Dealing in securities 2005-05-19 2007-07-27
Rep Dealing in futures contracts 2005-05-20 2007-07-27

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