Chong, Louis Siu Kei 莊紹基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2010-01-27 | 2011-04-20 | Rep | Advising on securities | 2010-01-27 | 2011-04-20 | Rep | Dealing in securities | 2010-01-27 | 2011-04-20 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-06-29 | 2011-10-01 |
| 3 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-06-29 | 2011-10-01 | Rep | Dealing in securities | 2011-06-29 | 2011-10-01 |
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