Baddeley, Alexander Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2009-09-16 | 2011-03-17 | Rep | Dealing in futures contracts | 2013-09-19 | 2020-09-16 | Rep | Dealing in securities | 2013-09-19 | 2020-09-16 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-03-30 | 2013-06-04 |
| 3 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-03-30 | 2013-06-04 | Rep | Dealing in securities | 2011-03-30 | 2013-06-04 |
| 4 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2021-02-22 | 2021-09-30 |
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