Yee, Kar Seng 余嘉誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2018-02-28 | 2019-05-25 | Rep | Dealing in securities | 2018-02-28 | 2019-05-25 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-10-28 | 2017-12-23 | Rep | Dealing in securities | 2016-10-28 | 2017-12-23 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-10-28 | 2017-12-23 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-06-28 | 2012-10-05 | Rep | Dealing in securities | 2010-06-28 | 2012-10-05 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2012-08-09 | 2012-10-05 |
| 6 | SC Lowy Asset Management (HK) Limited | Rep | Asset management | 2015-06-05 | 2015-08-26 |
| 7 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2014-08-25 | 2015-08-26 |
| 8 | VTB Capital Hong Kong Limited | Rep | Dealing in securities | 2012-11-05 | 2014-07-31 |
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