Tsui, Ka Lun (SFC:AWP641) 徐家麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-01-10 | 2019-05-20 | Rep | Automated trading services | 2011-12-23 | 2013-09-23 | RO | Dealing in securities | 2019-05-20 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2011-01-10 | 2019-05-20 | Rep | Dealing in futures contracts | 2011-12-23 | 2019-05-20 | Rep | Automated trading services | 2013-08-19 | 2018-11-01 | RO | Dealing in futures contracts | 2019-05-20 | RO | Dealing in securities | 2019-05-20 |
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