He, Hao (SFC:APG277) 何浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-09-10 | 2011-08-05 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2012-08-31 | 2015-03-23 | RO | Advising on corporate finance | 2015-03-23 | 2018-03-09 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-04-24 | 2018-08-23 | Rep | Advising on securities | 2018-05-02 | 2021-07-27 | RO | Advising on corporate finance | 2018-08-23 | 2021-07-27 |
| 4 | CLSA LIMITED | Rep | Advising on securities | 2018-05-02 | 2021-07-20 | Rep | Dealing in securities | 2018-05-02 | 2021-07-27 |
| 5 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-07-10 | 2010-08-25 | Rep | Advising on securities | 2007-07-10 | 2010-08-25 | Rep | Dealing in securities | 2007-07-10 | 2010-08-25 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2011-09-06 | 2012-01-10 | Rep | Advising on securities | 2011-09-06 | 2012-01-10 | Rep | Dealing in securities | 2011-09-06 | 2012-01-10 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2011-09-06 | 2012-01-10 | Rep | Advising on securities | 2011-09-06 | 2012-01-10 | Rep | Dealing in securities | 2011-09-06 | 2012-01-10 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2022-02-10 | 2022-04-07 | RO | Advising on corporate finance | 2022-04-07 | 2023-10-13 |
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