Butler, Gabriel Joseph

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Automated trading services 2015-12-02 2021-03-15
Rep Dealing in futures contracts 2015-12-02 2021-03-15
Rep Dealing in securities 2015-12-02 2021-03-15
2 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2009-11-10 2012-04-20
Rep Automated trading services 2011-12-01 2012-04-20
3 Merrill Lynch Far East Limited Rep Dealing in securities 2009-11-10 2012-04-20
Rep Dealing in futures contracts 2010-09-06 2012-04-20
4 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2009-11-24 2010-09-06
5 Morgan Stanley Asia Limited Rep Automated trading services 2012-07-20 2013-07-24
Rep Dealing in securities 2012-07-20 2014-06-16
Rep Advising on futures contracts 2013-07-24 2014-06-16
Rep Advising on securities 2013-07-24 2014-06-16
6 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2012-07-20 2014-06-16
Rep Dealing in securities 2012-07-20 2014-06-16
Rep Automated trading services 2013-07-24 2014-06-16
7 Virtu ITG Hong Kong Limited RO Automated trading services 2007-07-12 2009-08-31
RO Dealing in securities 2007-07-12 2009-08-31

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