Li, Jing (SFC:AUG569) 李靜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2023-07-20 | Rep | Dealing in securities | 2023-07-20 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-11-19 | 2013-10-31 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2013-11-01 | 2015-07-24 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-03-02 | 2022-06-17 | Rep | Advising on securities | 2021-03-02 | 2022-06-17 | Rep | Dealing in securities | 2021-03-02 | 2022-06-17 |
| 5 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-11-12 | 2020-12-09 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-11-12 | 2020-12-09 | Rep | Dealing in securities | 2018-11-12 | 2020-12-09 |
| 7 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2009-12-03 | 2012-09-24 |
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