Poon, Yee Lap 潘以立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-09-01 | 2004-11-01 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-09-01 | 2004-11-01 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-09-01 | 2004-11-01 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-11-05 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-07-08 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-05 | 2021-07-08 |
Copyright & disclaimer, Privacy policy