Lam, Karman Razilee 林蔚琋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-27 | 2015-10-16 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2015-08-27 | 2015-10-16 | Rep | Dealing in securities | 2015-08-27 | 2015-10-16 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-01-21 | 2009-03-21 | Rep | Dealing in securities | 2009-05-20 | 2012-08-22 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-30 | 2012-08-22 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-29 | 2009-03-21 |
| 6 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2012-10-12 | 2013-02-28 |
| 7 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2012-10-12 | 2013-10-02 |
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