Collett, Michael James (SFC:AUB134)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2010-06-09 | 2010-07-22 |
| 2 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2009-11-26 | 2010-04-29 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2011-01-13 | 2015-11-11 |
| 4 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2016-09-30 | 2017-06-02 | Rep | Dealing in securities | 2016-09-30 | 2017-06-02 |
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