Patel, Divyesh Dineshchandra
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2021-10-11 | |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2016-01-13 | 2018-07-05 | Rep | Dealing in futures contracts | 2016-06-10 | 2018-07-05 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2016-01-13 | 2018-07-05 | Rep | Dealing in securities | 2016-01-13 | 2018-07-05 |
| 4 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2019-09-05 | 2021-08-27 | Rep | Dealing in securities | 2019-09-05 | 2021-08-27 |
| 5 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2008-04-15 | 2015-10-30 | Rep | Dealing in securities | 2008-04-15 | 2015-10-30 | Rep | Automated trading services | 2018-10-16 | 2019-08-29 | Rep | Dealing in securities | 2018-10-16 | 2019-08-29 |
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