Cook, Geoffrey John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2012-05-24 | 2016-09-24 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2007-06-06 | 2009-02-28 | Rep | Automated trading services | 2007-06-06 | 2009-02-28 | Rep | Dealing in securities | 2007-06-06 | 2009-02-28 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-01-09 | Rep | Dealing in securities | 2019-01-09 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-01-26 | 2017-07-31 |
| 5 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2009-07-15 | 2011-09-23 | Rep | Dealing in securities | 2009-07-15 | 2011-09-23 |
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