Lam, Ho Yin (SFC:AFM525) 林浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-04-17 | 2013-05-11 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-17 | 2013-05-11 |
| 3 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-06-12 | 2016-04-30 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-06-12 | 2016-04-30 |
| 5 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in futures contracts | 2007-05-18 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Automated trading services | 2004-01-12 | Rep | Dealing in securities | 2007-05-18 |
| 7 | Well Link Securities Limited | Rep | Dealing in securities | 2007-05-30 | 2012-04-05 | Rep | Dealing in futures contracts | 2009-11-03 | 2012-04-05 | Rep | Dealing in securities | 2013-05-20 | 2015-06-05 | Rep | Dealing in futures contracts | 2013-09-17 | 2015-06-05 |
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