Chow, Sze Wan 周詩韻

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2005-05-11 2005-08-12
2 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep Advising on futures contracts 2017-10-03 2017-12-21
Rep Advising on securities 2017-10-03 2017-12-21
Rep Asset management 2017-10-03 2017-12-21
3 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2017-10-03 2017-12-21
Rep Advising on securities 2017-10-03 2017-12-21
Rep Asset management 2017-10-03 2017-12-21
4 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-08-18
Rep Asset management 2003-08-18
Rep Automated trading services 2003-08-18
Rep Dealing in futures contracts 2005-05-11
Rep Dealing in futures contracts 2005-10-03 2017-10-03
Rep Dealing in futures contracts 2017-12-21
5 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Advising on securities 2017-10-03 2017-12-21
Rep Asset management 2017-10-03 2017-12-21
Rep Dealing in securities 2017-10-03 2017-12-21
6 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-08-18
Rep Advising on securities 2003-08-18
Rep Asset management 2003-08-18
Rep Automated trading services 2003-08-18
Rep Dealing in securities 2005-05-11
Rep Dealing in securities 2005-10-03 2017-10-03
Rep Dealing in securities 2017-12-21
7 KGI ASIA LIMITED Rep Dealing in securities 2005-08-16 2005-09-07
8 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2005-08-18 2005-09-07
9 KGI SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2005-08-16 2005-09-07

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