Chan, Chi Tao 陳志滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ark Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-08-27 | 2014-10-29 |
| 2 | Ark Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-08-27 | 2014-10-29 | Rep | Asset management | 2012-08-27 | 2014-10-29 | Rep | Dealing in securities | 2012-08-27 | 2014-10-29 |
| 3 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2014-11-19 | 2017-10-22 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2014-11-19 | 2016-06-30 | Rep | Dealing in securities | 2014-11-19 | 2016-06-30 | Rep | Advising on securities | 2016-07-01 | 2017-10-22 | Rep | Dealing in securities | 2016-07-01 | 2017-10-22 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-19 | 2016-06-30 |
| 6 | iBest Consultants Limited | Rep | Advising on securities | 2010-06-02 | 2012-07-04 | Rep | Dealing in securities | 2010-06-02 | 2012-07-04 | Rep | Asset management | 2011-04-07 | 2012-07-04 | Rep | Dealing in futures contracts | 2012-05-15 | 2012-07-04 |
| 7 | Victoria International Asset Management Limited | RO | Advising on securities | 2022-06-01 | RO | Asset management | 2022-06-01 |
| 8 | WE Asset Management Limited | RO | Advising on securities | 2020-02-14 | 2022-04-29 | RO | Asset management | 2020-02-14 | 2022-04-29 |
| 9 | WE Securities Limited | RO | Dealing in securities | 2020-06-29 | 2022-04-29 |
| 10 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-11-15 | 2020-01-22 | Rep | Asset management | 2017-11-15 | 2020-01-22 |
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