Yan, Danny Kai Chi 甄啟智

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Amova Asset Management Hong Kong Limited Rep Advising on securities 2007-11-20 2008-07-18
Rep Asset management 2007-11-20 2008-07-18
2 CC Finance Limited Rep Advising on securities 2006-09-25 2007-04-01
3 CITIC Securities Asset Management (HK) Limited Rep Advising on securities 2011-11-14 2013-12-30
Rep Asset management 2011-11-14 2013-12-30
RO Advising on securities 2013-12-30 2018-04-20
RO Asset management 2013-12-30 2018-04-20
4 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2004-09-21 2006-07-21
5 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2004-09-21 2006-07-21
6 CMS ASSET MANAGEMENT (HK) CO., LIMITED Rep Advising on securities 2018-06-14 2018-09-07
Rep Asset management 2018-06-14 2018-09-07
7 CSI Corporate Finance (HK) Limited Rep Advising on corporate finance 2003-12-31
Rep Advising on securities 2004-07-30
Rep Asset management 2004-09-16
8 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep Advising on futures contracts 2010-04-13 2011-10-08
Rep Advising on securities 2010-04-13 2011-10-08
Rep Asset management 2010-04-13 2011-10-08
9 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2008-08-19 2009-03-26
Rep Asset management 2008-08-19 2009-03-26
Rep Advising on futures contracts 2009-02-25 2009-05-12
RO Advising on securities 2009-03-26 2011-10-08
RO Asset management 2009-03-26 2011-10-08
10 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2009-05-21 2011-10-08
11 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Advising on securities 2008-08-19 2009-03-26
Rep Asset management 2008-08-19 2009-03-26
RO Advising on securities 2009-03-26 2011-10-08
RO Asset management 2009-03-26 2011-10-08
12 Quam Asset Management Limited (b1983-06-28) Rep Advising on securities 2018-11-02 2019-03-18
Rep Asset management 2018-11-02 2019-03-18
RO Advising on securities 2019-03-18 2021-07-12
RO Asset management 2019-03-18 2021-07-12
Rep Dealing in securities 2020-04-20 2021-07-12
13 Quam Securities Limited Rep Dealing in securities 2018-12-18 2020-04-20
14 Vision Capital Investment Management Limited Rep Advising on securities 2004-03-18 2004-07-30
Rep Asset management 2004-03-18 2004-09-16
15 Wealth Harbour Investment & Management Co., Limited RO Advising on securities 2022-03-14 2024-04-30
RO Asset management 2022-03-14 2024-04-30

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