Kwok, Chun Yu 郭震宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-02-03 | 2007-06-25 | Rep | Dealing in securities | 2006-02-03 | 2007-06-25 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-12 | 2006-02-01 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-02-24 | 2022-08-17 | Rep | Advising on securities | 2022-04-14 | RO | Advising on corporate finance | 2022-08-17 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2022-04-14 | |
| 5 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-07-13 | 2018-11-01 | RO | Advising on corporate finance | 2018-11-01 | 2022-02-14 |
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