Tsui, Shun Lin 徐順蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2013-01-29 | 2015-07-06 | Rep | Dealing in securities | 2013-01-29 | 2015-07-06 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-07-08 | 2012-10-20 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-02-09 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-09 | 2010-05-18 | Rep | Advising on corporate finance | 2009-12-30 | 2010-05-18 | Rep | Advising on securities | 2009-12-30 | 2010-05-18 |
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