Chow, Siu Hung (SFC:ALY494) 周小雄

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 EMPEROR FUTURES LIMITED Rep Dealing in futures contracts 2008-04-07 2009-01-23
2 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED Rep Leveraged foreign exchange trading 2006-03-28 2009-03-20
3 EMPEROR SECURITIES LIMITED (HK) Rep Dealing in securities 2008-02-04 2009-01-23
4 HONG KONG FOREX INVESTMENT LIMITED Rep Leveraged foreign exchange trading 2005-05-26 2005-10-19
5 Integrity Construction & Development Securities Group Limited Rep Advising on securities 2017-05-18 2018-05-06
Rep Dealing in securities 2017-05-18 2018-05-06
6 Nerico Brothers Limited (HK) Rep Leveraged foreign exchange trading 2009-04-28 2010-03-13
Rep Dealing in futures contracts 2009-05-20 2010-03-13
Rep Dealing in securities 2009-05-20 2010-03-13
Rep Dealing in futures contracts 2011-01-13 2012-05-01
Rep Dealing in securities 2011-01-13 2012-05-01
7 ORIENTAL WEALTH FUTURES LIMITED Rep Dealing in futures contracts 2010-05-18 2010-12-28
8 ORIENTAL WEALTH SECURITIES LIMITED Rep Dealing in securities 2010-05-18 2010-12-28
9 Realord Asia Pacific Securities Limited Rep Dealing in securities 2014-12-15 2015-01-20
10 Soochow Securities International Brokerage Limited Rep Dealing in securities 2015-03-30 2016-04-26
11 Soochow Securities International Futures Limited Rep Dealing in futures contracts 2015-05-08 2016-04-26
12 WING FUNG FINTECH LIMITED Rep Leveraged foreign exchange trading 2010-03-22 2010-04-08
13 WING FUNG FUTURES LIMITED Rep Dealing in futures contracts 2010-03-22 2010-04-08
14 WING FUNG SECURITIES LIMITED Rep Dealing in securities 2010-03-22 2010-04-08

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