Koo, Tak Sang 谷德生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2015-01-09 | 2017-07-04 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2015-01-09 | 2017-07-04 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-10 | 2014-03-27 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-27 | 2014-03-27 |
| 5 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-11-13 | 2019-07-05 | RO | Dealing in futures contracts | 2019-07-05 | 2021-02-04 |
| 6 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-11-13 | 2019-07-05 | RO | Dealing in securities | 2019-07-05 | 2021-02-04 |
| 7 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-09-22 | 2017-10-27 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-09-22 | 2017-10-27 |
Copyright & disclaimer, Privacy policy