Lam, Siu Wing Cynthia 林兆泳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-18 | 2023-06-30 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-18 | 2023-06-30 |
| 3 | Headwater Capital Company Limited | Rep | Asset management | 2023-11-15 |
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