Chin, To 錢濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2008-10-15 | 2016-01-22 | Rep | Asset management | 2008-10-15 | 2016-01-22 | Rep | Dealing in securities | 2008-10-15 | 2016-01-22 |
| 2 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2019-07-03 | 2022-12-15 | Rep | Asset management | 2019-07-03 | 2022-12-15 | Rep | Dealing in securities | 2019-07-03 | 2022-12-15 |
| 3 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2019-07-03 | 2022-12-15 | Rep | Dealing in securities | 2019-07-03 | 2022-12-15 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-03-04 | 2019-06-22 | Rep | Dealing in securities | 2016-03-04 | 2019-06-22 |
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