Ho, Aaron Chi Ho 何志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Emperor Asset Management Limited | RO | Advising on securities | 2009-11-03 | 2021-08-04 | RO | Asset management | 2009-11-03 | 2021-08-04 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2010-12-23 | 2021-08-04 | Rep | Dealing in futures contracts | 2010-12-23 | 2021-08-04 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-06-10 | 2008-06-17 | RO | Dealing in securities | 2008-06-17 | 2021-08-04 | Rep | Advising on securities | 2009-09-14 | 2010-08-26 | RO | Advising on securities | 2010-08-26 | 2021-08-04 |
| 4 | Emperor Wealth Management Limited | RO | Advising on securities | 2010-12-23 | 2021-08-04 | RO | Dealing in securities | 2010-12-23 | 2021-08-04 |
| 5 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2025-02-04 | 2025-05-16 | RO | Asset management | 2025-02-04 | 2025-05-16 | RO | Dealing in securities | 2025-02-04 | 2025-05-16 |
| 6 | Funderstone Asset Management (HK) Limited | Rep | Asset management | 2021-09-10 | 2021-09-29 | RO | Asset management | 2021-09-29 | 2023-10-31 |
| 7 | Funderstone Futures Limited | Rep | Asset management | 2021-09-10 | 2021-09-29 | Rep | Advising on futures contracts | 2021-09-10 | 2023-10-31 | Rep | Dealing in futures contracts | 2021-09-10 | 2023-10-31 | RO | Asset management | 2021-09-29 | 2023-10-31 |
| 8 | Funderstone Securities Limited | Rep | Advising on securities | 2021-09-10 | 2021-09-29 | Rep | Asset management | 2021-09-10 | 2021-09-29 | Rep | Dealing in securities | 2021-09-10 | 2021-09-29 | RO | Advising on securities | 2021-09-29 | 2023-10-31 | RO | Asset management | 2021-09-29 | 2023-10-31 | RO | Dealing in securities | 2021-09-29 | 2023-10-31 |
| 9 | GLOBAL MASTERMIND INVESTMENT LIMITED | Rep | Asset management | 2024-03-21 | 2024-05-27 |
| 10 | LUEN FAT SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2005-02-21 | Rep | Advising on securities | 2005-02-21 | Rep | Asset management | 2005-02-21 | Rep | Dealing in securities | 2005-09-30 |
| 11 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-15 | 2007-04-02 | RO | Dealing in securities | 2007-04-02 | 2008-04-26 |
| 12 | PURPLE LEGEND (HK) LIMITED | Rep | Advising on securities | 2025-11-03 | Rep | Asset management | 2025-11-03 | Rep | Dealing in securities | 2025-11-03 |
| 13 | TIS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-10-17 | 2007-01-31 | Rep | Dealing in futures contracts | 2006-04-11 | 2007-01-31 |
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