Li, Ka Fai (SFC:AHQ396) 李家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Dealing in securities | 2005-02-16 | 2007-02-09 |
| 2 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-03-07 | 2022-03-01 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-04-13 | Rep | Advising on securities | 2004-04-13 | Rep | Asset management | 2004-04-13 | Rep | Dealing in securities | 2004-08-12 |
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