Yip, Abbie Man Yan 葉文炘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-01-09 | 2018-02-15 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2017-01-09 | 2018-02-15 | Rep | Dealing in securities | 2017-01-09 | 2018-02-15 | Rep | Dealing in futures contracts | 2017-09-20 | 2018-02-15 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2016-02-17 | 2016-12-22 | Rep | Dealing in futures contracts | 2016-02-17 | 2016-12-22 | Rep | Dealing in securities | 2016-02-17 | 2016-12-22 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-29 | 2015-07-01 |
| 5 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-29 | 2013-11-13 |
| 6 | Vontobel Limited | Rep | Dealing in securities | 2018-02-23 | 2022-11-16 |
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