Kim, Warren Ho-Joong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2018-09-05 | |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-09-24 | 2015-03-10 |
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