Yue, Xiaowei 岳效巍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC CLSA Capital Partners HK Limited | Rep | Advising on securities | 2019-05-03 | 2020-11-06 | Rep | Asset management | 2019-05-03 | 2020-11-06 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2019-07-05 | 2020-11-06 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-10-04 | 2012-09-08 | Rep | Advising on securities | 2010-10-04 | 2012-09-08 | Rep | Dealing in securities | 2010-10-04 | 2012-09-08 |
| 4 | CSI Partners HK Limited | Rep | Advising on securities | 2016-06-01 | 2019-04-01 | Rep | Asset management | 2016-06-01 | 2019-04-01 |
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