Chan, Alan Ngai Lun 陳倪麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canfield Securities Company Limited | Rep | Dealing in securities | 2018-05-25 | 2019-04-12 | RO | Advising on securities | 2019-04-12 | RO | Dealing in securities | 2019-04-12 | Rep | Asset management | 2019-08-19 | 2019-11-18 | RO | Asset management | 2020-05-04 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-10-03 | 2012-08-01 | Rep | Advising on securities | 2010-03-04 | 2012-08-01 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-12-12 | 2012-08-01 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-10-03 | 2012-08-01 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2012-08-20 | 2018-03-16 | Rep | Dealing in futures contracts | 2012-08-20 | 2018-03-16 | Rep | Dealing in securities | 2012-08-20 | 2018-03-16 |
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