Li, Yip Sin 李葉倩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2024-03-22 | 2024-12-05 | Rep | Asset management | 2024-03-22 | 2024-12-05 | Rep | Dealing in securities | 2024-03-22 | 2024-12-05 |
| 2 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2024-12-19 | Rep | Asset management | 2024-12-19 | Rep | Dealing in securities | 2024-12-19 |
| 3 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-06 | 2016-07-30 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2010-06-18 | Rep | Dealing in securities | 2010-06-18 | 2014-07-16 |
| 5 | Venture Smart Asia Limited | Rep | Dealing in securities | 2016-08-22 | 2024-03-21 | Rep | Advising on securities | 2019-03-28 | 2024-03-21 | Rep | Asset management | 2019-03-28 | 2024-03-21 |
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