Chan, Ascar Siu Ling 陳少玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-03-03 | 2022-11-19 | RO | Asset management | 2022-03-03 | 2022-11-19 | RO | Dealing in securities | 2022-03-03 | 2022-11-19 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-12-19 | 2013-02-08 |
| 3 | China Zhong Sheng Securities Limited | RO | Advising on securities | 2023-12-04 | RO | Asset management | 2023-12-04 | RO | Dealing in securities | 2023-12-04 |
| 4 | CNI Securities Group Limited | Rep | Dealing in securities | 2010-05-14 | 2012-10-10 | Rep | Dealing in securities | 2013-03-12 | 2013-08-19 |
| 5 | CVP Securities Limited | Rep | Dealing in futures contracts | 2017-04-12 | 2017-11-16 | Rep | Dealing in securities | 2017-04-12 | 2017-11-16 |
| 6 | Guochuang Securities Financial Holding Group Co., Limited | RO | Dealing in securities | 2020-10-30 | 2021-11-14 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-02-17 | 2014-05-16 |
| 8 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-03-29 | 2019-06-24 | RO | Asset management | 2019-06-24 | 2019-09-27 |
| 9 | TIANDA SECURITIES LIMITED | Rep | Dealing in securities | 2018-03-14 | 2019-01-15 | RO | Dealing in securities | 2019-01-15 | 2019-09-25 |
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