Huang, Li Shun 黃立舜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2010-07-19 | 2011-09-02 | Rep | Advising on securities | 2012-12-24 | 2015-01-22 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2011-08-22 | 2012-12-24 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2021-06-16 | 2021-11-12 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2015-04-21 | 2017-08-10 |
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