Chen, Qianqian (SFC:AUV895) 陳乾乾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2017-09-05 | 2021-05-28 | Rep | Asset management | 2017-09-05 | 2021-05-28 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2012-12-31 | 2015-06-26 |
| 3 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2010-03-08 | 2012-12-31 |
| 4 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2025-10-30 | Rep | Advising on securities | 2025-10-30 | Rep | Asset management | 2025-10-30 |
| 5 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2021-08-09 | 2025-07-14 | Rep | Asset management | 2021-08-09 | 2025-07-14 | Rep | Dealing in securities | 2021-09-28 | 2025-07-14 |
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