Powell, Simon Philip
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2009-02-16 | 2015-04-17 | Rep | Advising on securities | 2012-12-31 | 2015-04-17 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2006-09-27 | 2012-12-31 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2019-09-09 | 2023-03-31 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-07-20 | 2019-05-18 |
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