Pang, Lei Kan 彭麗勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2011-08-01 | 2014-01-22 | Rep | Dealing in securities | 2016-07-20 | 2021-05-04 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2021-08-16 | |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2021-08-16 | Rep | Dealing in futures contracts | 2021-09-13 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-03-17 | 2016-04-19 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2014-03-17 | 2016-04-19 | Rep | Dealing in futures contracts | 2014-03-17 | 2016-04-19 | Rep | Dealing in securities | 2014-03-17 | 2016-04-19 |
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