Ngai, Henry Chun Kit 倪俊傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-06 | Rep | Asset management | 2003-08-06 | Rep | Dealing in futures contracts | 2003-08-07 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-06 | Rep | Advising on securities | 2003-08-06 | Rep | Asset management | 2003-08-06 | Rep | Dealing in securities | 2003-08-07 |
| 3 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-10 | 2016-02-15 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2007-06-11 | 2014-10-14 | RO | Dealing in securities | 2014-10-14 | 2015-10-22 | Rep | Dealing in securities | 2015-10-22 | 2017-12-09 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-06-02 | 2007-05-09 |
| 6 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-06-02 | 2007-05-09 | Rep | Automated trading services | 2005-04-14 | 2007-05-09 |
| 7 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-06-02 | 2007-05-09 |
| 8 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-10-16 | 2025-07-21 |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-09-29 | 2003-12-18 |
| 10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-29 | 2003-12-18 |
| 11 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-09-29 | 2003-12-18 |
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