Lui, Jervis Chun Wai 呂俊為

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2004-06-24 2013-05-08
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2004-06-24 2013-05-08
3 Credit Suisse (Hong Kong) Limited Rep Dealing in futures contracts 2016-04-22 2016-09-02
Rep Dealing in securities 2016-04-22 2016-09-02
RO Dealing in securities 2016-09-02
RO Dealing in futures contracts 2016-09-02 2017-07-03
Rep Dealing in futures contracts 2019-10-03 2020-02-26
RO Dealing in futures contracts 2020-02-26
4 Credit Suisse Securities (Hong Kong) Limited RO Dealing in securities 2023-11-13
5 DEUTSCHE FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2003-11-14 2004-06-24
6 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2003-11-14 2004-06-24
Rep Dealing in futures contracts 2004-03-30 2004-06-24
7 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2003-10-09
Rep Advising on securities 2003-10-09
Rep Asset management 2003-10-09
Rep Dealing in securities 2003-10-09
8 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Advising on corporate finance 2003-10-09
Rep Advising on securities 2003-10-09
Rep Asset management 2003-10-09
Rep Dealing in securities 2003-10-09
9 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2003-10-09
Rep Asset management 2003-10-09
Rep Dealing in futures contracts 2003-10-09
10 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2024-09-06
Rep Dealing in securities 2024-09-06
11 UBS SECURITIES HONG KONG LIMITED Rep Dealing in futures contracts 2024-09-06
Rep Dealing in securities 2024-09-06

Copyright & disclaimer, Privacy policy

Back to top