Huang, Yu (SFC:ATI173) 黃宇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Arta Global Futures Limited Rep Dealing in futures contracts 2017-01-09 2017-01-17
2 Arta Global Markets Limited Rep Dealing in securities 2017-01-09 2017-01-17
3 China Securities (International) Brokerage Company Limited Rep Dealing in futures contracts 2016-02-12 2016-10-15
Rep Dealing in securities 2016-02-12 2016-10-15
4 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2009-07-10 2015-11-11
5 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2009-07-10 2015-11-11
6 KAISER FUTURES LIMITED Rep Dealing in futures contracts 2016-11-02 2016-12-07
7 KAISER SECURITIES LIMITED Rep Dealing in securities 2016-11-02 2016-12-07
8 Magpie Securities Limited (HK) Rep Advising on securities 2017-11-14 2018-03-25
Rep Dealing in securities 2017-11-14 2018-03-25
9 Rockflow Securities Limited Rep Dealing in securities 2018-05-07 2018-08-31
Rep Asset management 2018-05-29 2018-08-31
10 SBI E2-Capital Securities Limited Rep Dealing in securities 2018-09-21 2020-08-04
Rep Dealing in futures contracts 2018-10-15 2020-08-04
RO Dealing in futures contracts 2020-08-04 2023-01-09
RO Dealing in securities 2020-08-04 2023-12-29
RO Advising on securities 2021-03-15 2023-12-29
11 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2017-01-26 2017-04-19
12 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2017-01-26 2017-04-19
13 Vantum Asset Management Limited Rep Advising on securities 2020-02-12 2020-09-01

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