Ng, Pak Lin 伍柏廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | RO | Advising on corporate finance | 2018-10-18 | 2021-05-07 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-04-27 | 2013-05-24 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2025-10-15 | Rep | Advising on securities | 2025-10-15 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2025-10-15 | |
| 5 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-06-10 | 2016-07-08 | RO | Advising on corporate finance | 2016-07-08 | 2018-10-10 | Rep | Advising on corporate finance | 2021-07-08 | 2021-10-21 | RO | Advising on corporate finance | 2021-10-21 | 2025-07-08 |
| 6 | Polaris Capital (Asia) Limited | Rep | Advising on corporate finance | 2008-06-04 | 2010-03-11 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-03-17 | 2011-04-01 |
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