Chong, Shu Tat 莊樹達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-06-20 | 2019-07-24 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-26 | 2019-07-24 | Rep | Advising on securities | 2018-10-09 | 2019-07-24 |
| 3 | China Tonghai (IA) Limited | Rep | Advising on securities | 2007-12-12 | 2009-02-27 |
| 4 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-11-03 | 2007-08-07 |
| 5 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-08-06 | 2022-07-05 | Rep | Dealing in futures contracts | 2019-08-06 | 2022-07-05 | Rep | Dealing in securities | 2019-08-06 | 2022-07-05 |
| 6 | ORIENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2025-03-07 | |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-09-05 | 2024-10-30 | RO | Dealing in securities | 2024-10-30 |
| 8 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-08-08 | 2024-06-26 | Rep | Dealing in futures contracts | 2022-08-08 | 2024-06-26 | Rep | Dealing in securities | 2022-08-08 | 2024-06-26 |
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